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Seb Anthony

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Activities for Compliance Consultant training


I’m designing a two day course for Compliance Consultants who assess the work of Financial Advisers. The workshops will cover:

•How to supervise Financial Advisers and ensure they comply with government legislation
•How to contact clients by phone to get their feedback about Financial Advisers
•The Mutual Funds sales process
•The disciplinary process for FA’s who fail to comply

Does anyone have any tips on making this kind of training fun and interactive? There's a lot of core information to covey using PowerPoint, so I'd like to add some activities that will get the group talking and working together. Your advice would be greatly appreciated!

alex reeve


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